The University of Massachusetts Amherst

Effort Reporting and PIs responsibilities

The campus requires that each principal investigator certify their reported effort spent on sponsored activity, as required by federal OMB circular A-21, as follows:

  • A Personnel Action Form(s) is completed for each employee, containing the pertinent financial information, based on the planned effort distribution.  This information is collected in the University’s Human Resources System, which is directly fed into the Financial System.
  • Significant changes in work activity are identified on an ongoing basis and adjustments are made to the effort distribution and charges to reflect the changes.
  • An annual statement is certified by a responsible official each fall, verifying that the work was performed, stating that the salary charges are reasonable in relation to the work performed, with amendments noted.

UMA has implemented ECRT, a web-based tool for effort reporting, for better control and compliance with these important regulations. UMA ECRT is administered by the Financial and Cost Analysis department and has been utilized for annual effort certification by all key personnel on grants and contracts since fiscal year 2009.

Access to ECRT and related training information is available on the ECRT website. Financial & Cost Analysis staff provides online training as well as classroom sessions for PI’s and departmental staff. Drop-in assistance is also available as needed. For questions or assistance with ECRT please contact the help desk at 5-2119.

Administration & Finance Websites