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Faculty Compensation

Additional Faculty Compensation Guidelines
With respect to the Policy on Additional Faculty Compensation, the
following words shall have the following meanings:
- Additional compensation
is defined as any compensation paid to faculty by the University
in excess of the base salary. Additional compensation may be paid
to faculty for outreach and teaching activities administered, sponsored,
co-sponsored, or conducted through the University; additional administrative
duties or special appointments; and extramurally-funded research.
- Outside consulting
or other outside remunerated services of a professional nature are
subject of the Policy on Faculty Consulting and Outside Activities
(Doc. T96-047).
- A faculty member
is an employee of the University whose principal title is Lecturer,
Instructor, Assistant Professor, Associate Professor, or Professor,
and any other University employee whose principal duties consist of
teaching, research, and/or service/academic outreach.
Faculty members of the University of Massachusetts may receive additional
compensation under the following circumstances and conditions:
- Any activities undertaken for additional compensation may not interfere
with a faculty
member's satisfactory disposition of his or her regular assignments
and responsibilities.
- Faculty may engage in as much extra activity for additional compensation
as is
consistent with maintaining a satisfactory disposition of their obligations
to the University, as defined and monitored by the department chair
and the dean of the school/college. It is the responsibility of the
department chair and the dean to ensure that faculty are meeting their
obligations to the institution in a satisfactory way.
- Additional compensation for federally-funded research must be consistent
with federal
rules and regulations.
- Faculty may receive additional compensation for privately-funded
research at rates
negotiated with the research sponsor.
- Rates of pay for teaching or related services (such as course development)
are established by the unit sponsoring the programs with the approval
of the Chancellor or President (as appropriate).
- No faculty member may accept additional duties or additional compensation
that would bring him or her into conflict with Chapter 268A of the
General Laws (ethics statute). The campuses shall establish rules
and procedures to implement this policy, including provision for appeal
and resolution of conflicts. Campus rules and procedures must receive
the approval of the President.
- The written approval of the department chair and the dean are required
before a faculty
member may engage in any activity for additional compensation.
- The Additional Compensation Form for Faculty is to be used to grant
prior approval for a faculty member to participate in an additional
compensation activity. The completed form must be submitted to the
Division of Human Resources not less than ten (10) working days before
the start of the additional compensation activity.
- A faculty member may earn up to 33% of his or her then base annual
salary from additional compensation in a given calendar year. Exception:
NSF research is limited to 2/9ths of the faculty member's then current
salary within each calendar year.
- Whenever the additional compensation received by a faculty member
exceeds 33 percent of the base annual salary in a given calendar year, the Dean
and Provost shall review the faculty member's commitments to ensure
that the faculty member is satisfactorily performing his or her regular
assignments and obligations. If the Dean and Provost determine that
the faculty member is not satisfactorily performing his or her regular
assignments and obligations, the faculty member must reduce his or her
additional commitments accordingly.
- The approval of the Provost, with the concurrence of the Chancellor,
is required for a
faculty member to continue to receive additional compensation in excess
of 33 percent of his or her base annual salary.
- Additional compensation can be paid from state AA monies, trust
funds, grants and contracts. The availability of certain funds may
need to be verified and approved prior to the processing of the additional
compensation payment by Human Resources.
The President shall periodically review this policy and the scope,
nature, and levels of additional compensation on each campus.
A faculty member may request in writing to the Provost, a review of
any decision his or her Department Head/Chair made to withhold approval
of additional compensation. If the Provost does not approve the additional
compensation, he or she will transmit a written explanation to the faculty
member. If the disagreement persists, the faculty member may appeal
the matter to the Chancellor. The decision of the Chancellor shall be
final within the University.
As noted above, additional compensation activities may involve other
University policies such as the Policy on Faculty Consulting and
Outside Activities (Doc. T96-047, rev. 2/7/01), and Massachusetts
General Laws, Chapter 268A (ethics statute). Faculty members should
refer to these as necessary.