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The Mellon Mutual Mentoring Initiative
Program Overview and Proposal Guide

 

I. Introduction to the Mutual Mentoring Model

II. Faculty Development through Mutual Mentoring

III. Priority Mentoring Areas

IV. The Mellon Mutual Mentoring (M3) Team Grant Program

V. The Mellon Mutual Mentoring (M4) Micro-Grant Program

VI. Grant Requirements

VII. Criteria for Selection

VIII. Application Materials

I. Introduction to the Mutual Mentoring Model

In the literature of faculty development, mentoring is frequently cited as one of the few common characteristics of a successful academic career, particularly for women and faculty of color. Yet mentoring, as most of us now know it, has traditionally been defined by a top-down, one-on-one relationship in which an experienced faculty member guides and supports the career development of a new or early career faculty member.

“Mutual Mentoring” distinguishes itself from the traditional model by encouraging the development of a broader, more flexible network of support that mirrors the diversity of real-life mentoring in which no single person is required or expected to possess the expertise of many. Within this model, early career faculty build robust networks by engaging multiple “mentoring partners” in non-hierarchical, collaborative, cross-cultural partnerships to address specific areas of knowledge and experience, such as research, teaching, tenure, and work-life balance. These reciprocal partnerships benefit not only the person traditionally known as the “protégé,” but also the person traditionally known as the “mentor,” thus building on the idea that all members of an academic community have something to teach and learn from each other.

A typical Mutual Mentoring network may include any or all of the mentoring partners listed below:

mmentoring

  • One-on-One Mentoring Partners
    One-on-one mentoring partnerships with faculty peers, “near-peers” (such as a recently tenured faculty member), senior faculty members, department chairs, administrators, “hired” mentors such as professional editors, grant writers, or writing coaches; and staff from campus units such as Academic Computing, the Center for Teaching, the Offices of the Vice Provost for Research, and the Library.
  • Group Mentoring Partners
    Small groups of mentoring partners organized at the departmental, cross-departmental, school/college, or Five Colleges levels that might include peers or near-peers, or blended groups with mentoring partners at all stages of the academic career.

  • Distance Mentoring Partners
    Mentoring partnerships in which the primary mode of communication is technology-enabled, e.g., e-mail, video conferencing, discussion boards, listservs, and/or chat/IM.

II. Faculty Development through Mutual Mentoring

In 2007, the Provost’s Office and the Office of Faculty Development (“OFD”) established two faculty grant programs and a new Five Colleges professional network to encourage the creation of projects and resources that support early career and underrepresented faculty through Mutual Mentoring. These grant programs and the network, which were made possible by a generous three-year grant from the Andrew W. Mellon Foundation, are described briefly below. More detailed information on the guidelines and grant application procedures can be found in sections IV and V.

  • The Mellon Mutual Mentoring (M3) Grant Program
    M3 Grants are team mentoring grants that are intended to support faculty-driven, context-sensitive projects based at the departmental, school/college, interdisciplinary, or inter-institutional levels. The core philosophy of the M3 Grant Program is that mentoring cannot be imposed from the top-down. Successful faculty mentoring projects must originate at the faculty ranks and be carried out by teams that conceive and carry out their own project plans. Examples of possible M3 projects include: establishing a departmental mentoring program that brings together new, underrepresented, early career, and/or tenured faculty as mentoring partners; creating an interdisciplinary mentoring network within a particular school or college; building a research mentoring roundtable of faculty across the Five Colleges; organizing a work-life mentoring series for dual-career couples, etc..


  • The Mellon Mutual Mentoring Micro-Grant (M4) Program
    M4 Grants are individual mentoring grants that are intended to encourage new and underrepresented faculty to identify desirable areas for professional growth and opportunity, and to develop the necessary mentoring partnership(s) to make such change(s) possible. M4 Grants are designed to promote purposeful career advancement, using mentoring as the medium to seek and exchange knowledge, resources, experiences, and opportunities across a small network. Examples of possible M4 projects include: organizing on-campus meetings of faculty to come together around a particular issue, such as research interests, effective teaching, tenure prep, work-life balance, etc.; creating a faculty writing group to peer review manuscripts or tenure dossier components; sharing travel expenses to co-present with a mentoring partner (or partners) at a professional conference, etc..

  • The Mellon Five College (M5) Network
    The M5 Network consists of several Five College-wide events that will be offered annually to encourage the development of professional networks, social connections, and Mutual Mentoring partnerships with faculty across the Five Colleges, especially early career and underrepresented faculty and Mellon Joint Appointees. Networking events will include a welcoming reception for new faculty from all five campuses at the beginning of each academic year and a mid-year Mutual Mentoring Mini-Conference to showcase Mutual Mentoring grant-funded projects for the purposes of encouraging dialogue, networking, and replication across the Five Colleges.

III. Priority Mentoring Areas

In the spring of 2006, staff from the Office of Faculty Development organized several focus groups comprised of early career faculty to better understand their interest in and need for mentoring. In the spring of 2007, the OFD also launched a comprehensive online survey about mentoring, which was distributed to all pre-tenure faculty and yielded a 74% response rate. In effect, OFD staff asked to be “mentored” on how best to proceed with their programmatic development.

According to the focus group participants and survey respondents, there are numerous challenges to professional success and personal well-being, the majority of which fall into five key categories that closely parallel the challenges identified in the literature of faculty development at large. These challenges have been designated as “Priority Mentoring Areas” at UMass Amherst.

  • Getting to Know the Institution
    Understanding the academic culture of departments, schools/colleges, and the institution; identifying resources to support research and teaching; creating a trusted network of junior and senior colleagues;

  • Excelling at Research and Teaching
    Finding support for research such as developing a research/writing plan, identifying sources of internal and external funding, soliciting feedback on manuscripts and grant proposals; and finding support for teaching such as advice on course design, assignments, grading, technology, and teaching strategies;

  • Understanding Tenure and Evaluation
    Better understanding the specific steps of the tenure process, learning more about the criteria for evaluating research and teaching performance, finding support in developing the tenure dossier, soliciting feedback on the quality and quantity of work through the annual faculty review;

  • Creating Work-Life Balance
    Prioritizing/balancing teaching, research, and service; finding support for goal setting; developing time management skills; attending to quality of life issues such as dual careers, childcare, and affordable housing.

  • Developing Professional Networks
    Establishing substantive, career-enhancing relationships with faculty who share similar interests in research and/or teaching. These faculty may be from other UMass Amherst departments and schools/colleges, and/or from other institutions, with particular emphasis on faculty from the Five Colleges consortium.

The Mutual Mentoring Initiative respects and responds to the voices of early career faculty, who have been exceptionally generous in sharing their insights, ideas, and experiences with OFD staff. As a result, M3 and M4 Grants will only be awarded to applicants whose projects clearly address one of more of the Priority Mentoring Areas outlined above.

IV. The Mellon Mutual Mentoring (M3) Grant Program

The M3 Grant Program provides support of up to $10,000 to up to 10 departmental, school/college, and interdisciplinary teams per year for a Mutual Mentoring project of their own design. Please refer to the lists of past grant-funded projects for information on the range of teams we support.

All full-time tenure-track or tenured faculty are eligible to submit applications for M3 Grants, which will be awarded for 1-year periods. At the Selection Committee’s discretion, projects that demonstrate and document extraordinary success or potential for success may be invited to apply for an additional year of funding. No project will be funded for more than 2 years. M3 Grants may not be used for ad/comp time for faculty, hardware, software, equipment, and/or capital improvements, and any outside consultant paid with grant funds must be an approved UMass Amherst vendor. In addition, M3 Grants cannot be used to fund pre-existing programs unless significant changes are made to align the program with the basic principles and priorities of the Mutual Mentoring model.

V. The Mellon Mutual Mentoring Micro-Grant (M4) Program

The M4 Grant Program provides support of $1,200 to up to 15 pre-tenure faculty members per year for a Mutual Mentoring project of their own design. The following are examples of projects that can be funded by M4 Grants:

  • On-campus meetings of faculty organized around a particular subject or issue, e.g., research interests, effective teaching, tenure prep, work-life balance, writing projects;

  • Off-campus meetings to visit a mentoring partner to learn or discuss a new research or teaching method;
     
  • Editing services to proofread, fine tune, or edit a scholarly manuscript for submission (please see www.umass.edu/ofd/localeditors.htm for a list of selected local editors);

  • Coaching services to improve writing, productivity and/or time management skills;

  • Travel expenses to co-present with a mentoring partner (or partners), and/or meet new or existing mentoring partners at a professional conference;

  • Modest honoraria to bring a recognized scholar and/or teacher in your field to UMass Amherst for a departmental or interdisciplinary event, such as a workshop.

Additional activities may be approved at the discretion of the Office of Faculty Development; however, M4 Grants may not be used for ad/comp time for faculty, hardware, software, equipment, and/or capital improvements. Also, any outside consultant paid with grant funds must be an approved UMass Amherst vendor.

Please refer to the list of past grant-funded projects for information on the range of M4 we support.

All pre-tenure faculty are eligible to submit applications for M4 Grants, which will be awarded for 1-year periods. No project will be funded for more than 1 year.
 

VI. Grant Requirements

By applying for and accepting an M3 Grant, all team grant recipients agree to:

  • Participate in a brief intake meeting with OFD staff at the beginning of the grant period to discuss their project goals and activities.

  • Participate in a brief mid-semester assessment facilitated by OFD staff to provide formative data on the project.

  • Attend the Mutual Mentoring Mini-Conference in Spring Semester of their grant year and give a brief oral presentation on their project.

  • Participate in an end-of-the-year summary meeting and complete an online evaluation to provide data back to the Mellon Foundation.

By applying for and accepting an M4 Grant, all individual grant recipients agree to:

  • Participate in a brief intake meeting with OFD staff at the beginning of the grant period to discuss their project goals and activities.

  • Attend the Mutual Mentoring Mini-Conference in Spring Semester of their grant year and provide a brief oral presentation on their project.

  • Complete an online evaluation of their project to provide data back to the Mellon Foundation.

VII. Criteria for Selection

A Mutual Mentoring Selection Committee will select the grant recipients for the M3 Grant Program and determine the appropriate grant amounts. Membership on this committee will consist of three faculty members across career stages and from different schools/colleges who will serve for one-year terms, plus two program administrators from the Office of Faculty Development. OFD staff will select the grant recipients for the M4 Grant Program.

Proposals for both programs will be evaluated based on the five key criteria below:

  • Mission
    Does the project build upon the Mutual Mentoring model to address one or more of the University’s five Priority Mentoring Areas?

  • Innovation
    Does the project introduce a fresh/innovative approach to mentoring and building mentoring networks? (This does not preclude replicating other successful projects.)
  • Action
    Does the project include a plan of action that is realistic, practicable, and fiscally responsible?


  • Inclusion
    Does the project bring faculty together in a way that respects, promotes, and encourages dialogue about diversity?


  • Evaluation
    Does the project have clear goals and outcomes, and can the success or impact of the project be measured?

Additional criteria that the Selection Committee will consider are as follows:

  • Replication
    Can the project serve as a model for mentoring in other individual, departmental, school/college, and interdisciplinary scenarios?
  • Sustainability
    Can the project continue after the grant period ends? Does the project have the support of the department and/or school/college in which it is located? (I.e., supporting or matching funds.)

VIII. Application Materials

Application for the Mellon Mutual Mentoring (M3) Team Grant

Application for the Mellon Mutual Mentoring Micro (M4) Grant

All applicants are strongly encouraged to attend one of the following informational sessions for an overview on preparing a complete proposal and budget. These sessions will take place on the following dates/times at the Office of Faculty Development, which is located in Goodell 301.

  • Wednesday, February 13, 11 AM-12 PM

  • Thursday, February 14, 1 PM -2 PM

  • Tuesday, February 19, 3 PM - 4 PM

  • Tuesday, March 4, 4 PM - 5 PM

  • Thursday, March 6, 1 PM - 2 PM

  • Wednesday, March 12, 11 AM - 12 PM

Applicants with additional questions should direct them to the Office of Faculty Development via faculty@acad.umass.edu.

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