SUMMARY
Applying HACCP to Small Retailers and Caterers: A Cost Benefit
Approach
M. P. Mortlock, Dr. A. C. Peters and Dr. C. J.
Griffith
A postal questionnaire was sent to 1650 representative UK food
businesses across the retail, catering and manufacturing sectors, the
response from which helped to identify several of the barriers which
exist to HACCP implementation. This survey was followed by face to
face interviews with business managers in order to develop a wider
appreciation of the specific problems inherent in managing food
hygiene and managers perceptions of HACCP based systems. Several
businesses which had implemented HACCP based systems were then
selected as case studies to appraise the costs, and any benefits
arising from these systems. Results from one food retailer, (a retail
food hall within a department store, 12 full time and 19 part time
staff, weekly turnover of £26,500), are summarized in Table
1.
Results from all three stages of our research have highlighted a
number of key issues for policy makers and food industry managers in
the UK.
- Initiatives such as Assured Safe Catering, a generic approach
developed by the UK Department of Health, have had some impact in
helping caterers to apply a HACCP approach to their operation.
Nevertheless, the survey results showed that more needs to be done
to promote the HACCP approach among small retailers and caterers
(i.e. under 10 employees).
- Small retailers and caterers are reliant on UK Environmental
Health Officers (EHOs) for advice on food hygiene issues as they
tend to lack any in-house technical expertise or the finances to
pay for private advice. There is therefore a need to consider ways
in which wider support and information on HACCP can be
disseminated, helping to reduce the burden of responsibility upon
EHOs and promote a greater sense of independence among food
managers.
- Cost benefit analyses have been used to inform business
managers and policy makers about the economic impact of HACCP
based legislation and the introduction of such systems by
individual businesses. Previous studies have highlighted the
ongoing benefits of implementing HACCP such as greater business
efficiency or reduced product loss. However the results of the
case study shown in Table 1 show no tangible financial benefits to
a small retail business. Start-up costs were equal to 0.33% of
annual turnover, weekly running costs of £1,417 represented
an increase of £440 on the costs of managing food hygiene
before the system was in place. In addition to these costs,
turnover lost from wasted product had infact increased by
£400 per week although it is expected that his was due to the
short term failure to control one or more CCPs in the early period
after putting the system in place.
- In the example shown in Table 1, non recurring start up costs
were minimized because some control and monitoring processes were
already in place and food handling staff already held hygiene
qualifications. The system was able to be devised without needing
to employ consultants thanks to employing a sales assistant with a
Diploma in Food Technology. These factors will have substantially
reduced the start-up costs which would otherwise have been
incurred. Survey results indicated that the majority of businesses
would have to meet some of these extra costs in order to implement
such systems, placing an extra strain on their finances.
- The problem with simply using cost benefit information to
promote HACCP within small businesses is that many of the benefits
occur at the wider societal or governmental level, for example
national reductions in the incidence of food poisoning and its
associated health care costs or the reduced time and costs needing
to be spent by local authorities on enforcement. However, these
mean little to the small business manager whose prime concern is
earning enough to pay the wages of his staff and to remain
solvent. More cost effective methods for businesses to provide
hygiene training for food handlers and gain access to HACCP
expertise would be beneficial.
- Finally and perhaps most importantly, it has been suggested
that the adoption of the HACCP approach is driven first and
foremost by the desire to improve food safety, regardless of
cost-benefit testing. The challenge to policy makers is to ensure
that business managers understand the risks inherent in their
processes. Many small business managers in particular have been in
their trade for some time and are unwilling to change the
practices which they perceive have prevented them from ever giving
anyone food poisoning. In order to help promote the use of HACCP
it is important that all business managers appreciate that the
actions of the individual hold the key to securing the maximum
level of safety for us all.
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